Len Krick Documentation

Len Krick Documentation

Len Krick has supplied us with the documentation related to his recent case with the Nevada Securities Division.  This documentation includes everything from the 2006 No-Action Letter from the SEC to Country Business, Inc., all the way through to the compliance checklist and listing agreement language now being used by Len Krick as a result of his experience.

You can view all the below forms at this link with numbers 2 and 9 in MS Word Format if you would care to use them.

  1. November 8, 2006 – SEC’s “CBI” No‐Action Letter
  2. Len Krick’s Stock Sale Acknowledgement, Notification, and Disclaimer
  3. March 23, 2011 ‐ Subpoena from the State of Nevada Securities Division
  4. May 17, 2011 ‐ Position Paper from Krick to State of Nevada Securities Division
  5. April 20, 2011 ‐ Amendment to listing Agreement Converting to Consulting Agreement
  6. May 23, 2011 ‐ Proposal by Krick to Nevada Securities Division
  7. May 24, 2011 ‐ No‐Action letter from the Nevada Securities Division to Krick
  8. June 8, 2011 ‐ Compliance and Indemnification Letter From Krick to Thomas Schuman (Shareholder selling stock to Michael Baker Corporation)
  9. May 25, 2011 ‐ “CBI” No‐Action Letter Compliance Checklist to be used by Krick going forward
  10. June 28, 2011 ‐ Language added to Sunbelt Business brokers of Las Vegas, Inc. Listing Agreement